ALTY | Global X Alternative Income ETF

ALTY ISSUER

ALTY, an issuer managed by Global X Funds, is designed to offer investors exposure to income-producing categories through its investment in the Indxx SuperDividend® Alternatives Index. This fund allocates at least 80% of its assets into securities mirroring the Underlying Index, including American Depositary Receipts (ADRs) and Global Depositary Receipts (GDRs). The Underlying Index encompasses five distinct categories: Master Limited Partnerships (MLPs) and Infrastructure, Real Estate, Preferreds, Emerging Market Bonds, and Covered Calls, each equally weighted at 20% during annual reconstitution. ALTY maintains a non-fundamental 80% investment policy, subject to a 60-day prior written notice to shareholders for any modifications. The fund's investment approach is primarily passive, aiming to replicate the performance of the Underlying Index. While ALTY generally employs a replication strategy, it may resort to representative sampling under certain circumstances to mitigate costs or liquidity constraints. The correlation between ALTY's performance and the Underlying Index is expected to exceed 95%, indicating a close tracking relationship. ALTY's concentration in specific industries mirrors that of the Underlying Index, promoting diversification across sectors. As of January 31, 2023, the Underlying Index demonstrated no significant industry concentration.

ALTY DIVIDEND

ALTY Dividend, managed by Global X Funds, offers investors exposure to income-producing categories through its investment in the Indxx SuperDividend® Alternatives Index. With a focus on generating dividends, the fund allocates at least 80% of its assets into securities mirroring the Underlying Index, which includes American Depositary Receipts (ADRs) and Global Depositary Receipts (GDRs). The Underlying Index encompasses five distinct categories: Master Limited Partnerships (MLPs) and Infrastructure, Real Estate, Preferreds, Emerging Market Bonds, and Covered Calls, each equally weighted at 20% during annual reconstitution. ALTY Dividend maintains a non-fundamental 80% investment policy, subject to a 60-day prior written notice to shareholders for any modifications. The fund's investment approach is primarily passive, aiming to replicate the performance of the Underlying Index, thereby providing investors with a reliable income stream. ALTY Dividend's concentration in specific industries mirrors that of the Underlying Index, promoting diversification across sectors and offering potential for consistent dividend yields.

ALTY TRACKING

ALTY Tracking, managed by Global X Funds, is tailored to closely track the performance of the Indxx SuperDividend® Alternatives Index. This fund strategically allocates at least 80% of its assets into securities mirroring the Underlying Index, which includes American Depositary Receipts (ADRs) and Global Depositary Receipts (GDRs). The Underlying Index encompasses five distinct categories: Master Limited Partnerships (MLPs) and Infrastructure, Real Estate, Preferreds, Emerging Market Bonds, and Covered Calls, each equally weighted at 20% during annual reconstitution. ALTY Tracking maintains a non-fundamental 80% investment policy, subject to a 60-day prior written notice to shareholders for any modifications. Utilizing a primarily passive investment approach, the fund aims to replicate the performance of the Underlying Index, striving for a correlation of over 95% before fees and expenses. ALTY Tracking's commitment to closely following the Underlying Index provides investors with a transparent and predictable investment strategy aligned with their tracking objectives.

ALTY CORRELATION

ALTY Correlation, managed by Global X Funds, is engineered to exhibit a strong correlation with the Indxx SuperDividend® Alternatives Index. With a focus on maintaining consistency in performance relative to the Underlying Index, the fund allocates at least 80% of its assets into securities mirroring its constituents, including American Depositary Receipts (ADRs) and Global Depositary Receipts (GDRs). The Underlying Index comprises five distinct categories: Master Limited Partnerships (MLPs) and Infrastructure, Real Estate, Preferreds, Emerging Market Bonds, and Covered Calls, each equally weighted at 20% during annual reconstitution. ALTY Correlation maintains a non-fundamental 80% investment policy, subject to a 60-day prior written notice to shareholders for any modifications. Employing a primarily passive investment strategy, the fund aims to achieve a correlation of over 95% with the Underlying Index before fees and expenses. ALTY Correlation's commitment to strong correlation provides investors with a reliable tool for tracking the performance of the underlying assets with precision and predictability.

ALTY SECTOR

ALTY Sector, managed by Global X Funds, is structured to provide targeted exposure to specific income-generating sectors through its investment in the Indxx SuperDividend® Alternatives Index. The fund strategically allocates at least 80% of its assets into securities that mirror the constituents of the Underlying Index, including American Depositary Receipts (ADRs) and Global Depositary Receipts (GDRs). The Underlying Index comprises five distinct categories: Master Limited Partnerships (MLPs) and Infrastructure, Real Estate, Preferreds, Emerging Market Bonds, and Covered Calls, each equally weighted at 20% during annual reconstitution. ALTY Sector maintains a non-fundamental 80% investment policy, subject to a 60-day prior written notice to shareholders for any modifications. Employing a primarily passive investment approach, the fund aims to provide investors with targeted exposure to specific sectors while promoting diversification across income-generating assets. ALTY Sector's focus on sector-specific allocation allows investors to tailor their portfolio strategies to capitalize on opportunities within particular sectors, enhancing their ability to meet income-generation objectives.

ALTY EXPOSURE

ALTY Exposure, managed by Global X Funds, is designed to offer investors diversified exposure to income-generating categories through its investment in the Indxx SuperDividend® Alternatives Index. The fund strategically allocates at least 80% of its assets into securities that mirror the constituents of the Underlying Index, including American Depositary Receipts (ADRs) and Global Depositary Receipts (GDRs). The Underlying Index encompasses five distinct categories: Master Limited Partnerships (MLPs) and Infrastructure, Real Estate, Preferreds, Emerging Market Bonds, and Covered Calls, each equally weighted at 20% during annual reconstitution. ALTY Exposure maintains a non-fundamental 80% investment policy, subject to a 60-day prior written notice to shareholders for any modifications. Employing a primarily passive investment approach, the fund aims to provide investors with broad exposure to income-generating assets, allowing them to capitalize on opportunities across different sectors and regions while potentially enhancing portfolio diversification. ALTY Exposure's focus on diversified exposure offers investors a comprehensive solution for seeking income generation while managing risk effectively.