ROCI ISSUER
The ROCI issuer, the ROC ETF, is managed actively, investing in U.S.-listed equity securities of companies led by high-character Chief Executive Officers (CEOs), as determined by the Sub-Adviser, ROC Investments, LLC. CEOs, being pivotal figures in corporate decision-making and company representation, hold the responsibility of maximizing shareholder wealth and managing diverse stakeholder interests. The Sub-Adviser employs a meticulous multi-step process, beginning with integrity scoring based on analysis of public shareholder reports, followed by supplemental assessments including behavioral evaluations and controversy monitoring. Through a statistical methodology, each CEO receives a Composite Character Score, guiding the selection of the top companies for inclusion in the Fund's portfolio. Portfolio construction involves quarterly reallocation to maintain sector balance, with significant exposure to sectors like information technology, healthcare, and consumer discretionary. The Fund's low turnover level reflects the stability expected from high-character CEOs, while ongoing refinement of methods acknowledges the evolving nature of character science.
ROCI DIVIDEND
ROCI Dividend, a component of the broader ROC ETF, is designed to provide investors with a reliable income stream through dividends from high-character Chief Executive Officer (CEO)-led companies. Leveraging the meticulous selection process of ROC Investments, LLC, ROCI Dividend focuses on investing in U.S.-listed equity securities of companies with CEOs deemed to possess exemplary integrity and character traits. Through the Sub-Adviser's multi-step approach, which includes integrity scoring, supplemental assessments, and composite character scoring, ROCI Dividend aims to identify and include companies with CEOs who prioritize shareholder wealth while effectively managing various stakeholder interests. This strategic emphasis on CEO character not only seeks to enhance the potential for consistent dividend payouts but also aligns with the Fund's overarching goal of providing investors with long-term value and stability in their investment portfolios.
ROCI TRACKING
ROCI Tracking, an integral facet of the ROC ETF, is meticulously crafted to mirror the performance of its underlying index while incorporating the unique methodology of ROC Investments, LLC. By closely tracking the movements of U.S.-listed equity securities of companies led by high-character Chief Executive Officers (CEOs), ROCI Tracking offers investors exposure to a diversified portfolio reflective of companies with exemplary integrity and character traits. The Fund's tracking methodology, guided by the Sub-Adviser's rigorous selection process, ensures that investors can benefit from the potential returns generated by high-character CEOs while mitigating risks associated with companies lacking in such leadership qualities. With a commitment to maintaining alignment with the broader market while emphasizing CEO character, ROCI Tracking aims to provide investors with a reliable and transparent investment vehicle for achieving their long-term financial objectives.
ROCI CORRELATION
ROCI Correlation, an essential component within the ROC ETF framework, is engineered to exhibit strong correlation with its designated benchmark index, yet it distinguishes itself by integrating the distinctive selection criteria of ROC Investments, LLC. This component prioritizes investments in U.S.-listed equity securities of companies helmed by high-character Chief Executive Officers (CEOs), aiming to provide investors with exposure to firms that exhibit exemplary integrity and leadership qualities. Through a meticulous selection process conducted by the Sub-Adviser, ROCI Correlation endeavors to identify companies with CEOs who demonstrate a commitment to shareholder value while effectively managing various stakeholder interests. By aligning with the broader market trends while emphasizing CEO character, ROCI Correlation seeks to offer investors a reliable and consistent investment vehicle that mirrors the performance of its benchmark index while potentially enhancing long-term portfolio stability and returns.
ROCI SECTOR
ROCI Sector is a pivotal segment within the ROC ETF, structured to provide investors with targeted exposure to specific economic sectors while incorporating the discerning methodology of ROC Investments, LLC. This component focuses on investing in U.S.-listed equity securities of companies led by high-character Chief Executive Officers (CEOs) within chosen sectors, aiming to capitalize on growth opportunities while emphasizing CEO integrity and leadership qualities. Leveraging the Sub-Adviser's meticulous selection process, ROCI Sector endeavors to identify and include companies with CEOs who prioritize shareholder wealth while adeptly managing the dynamics of their respective sectors. By aligning with sector-specific trends while emphasizing CEO character, ROCI Sector seeks to offer investors a tailored investment approach that optimizes sector exposure while potentially enhancing portfolio resilience and long-term returns.
ROCI EXPOSURE
ROCI Exposure stands as a pivotal aspect within the ROC ETF framework, meticulously crafted to provide investors with diversified exposure across various market segments while integrating the discerning methodology of ROC Investments, LLC. This component emphasizes investing in U.S.-listed equity securities of companies led by high-character Chief Executive Officers (CEOs), aiming to capture growth opportunities while emphasizing CEO integrity and leadership qualities. Through a rigorous selection process guided by the Sub-Adviser, ROCI Exposure endeavors to identify and include companies with CEOs who demonstrate a commitment to shareholder value and adept management of diverse stakeholder interests. By aligning with broader market trends while emphasizing CEO character, ROCI Exposure seeks to offer investors a comprehensive investment approach that optimizes exposure across different market segments while potentially enhancing long-term portfolio performance and stability.
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