ROKT ETF ANALYSIS

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ROKT ETF FUNDAMENTALS
ROKT ETF PERFORMANCE

ROKT ISSUER

The SPDR S&P Kensho Final Frontiers ETF (ROKT) is brought to you by State Street Global Advisors, one of the leading asset management companies in the world. State Street Global Advisors is renowned for its innovative approach to investment strategies and its commitment to providing investors with diversified and unique opportunities. ROKT, launched in October 2017, tracks the Kensho Final Frontiers Index, which focuses on companies at the forefront of space exploration and technology.

ROKT DIVIDEND

While the ROKT ETF (ROKT) primarily focuses on tracking the performance of companies in the disruptive technology sector, it still offers a dividend distribution to its investors. Eligibility for dividends in ROKT depends on the underlying holdings within the fund, and dividends are typically distributed on a quarterly basis. The amount and timing of these distributions are influenced by the dividend policies and performances of the constituent companies in the portfolio. Investors looking to capitalize on disrupt

ROKT TRACKING

The ROKT ETF employs a tracking strategy to mirror the performance of the S&P Kensho Final Frontiers Index, aiming to replicate its returns as closely as possible. Utilizing a sampling technique, the fund strategically selects a subset of securities from the Index that exhibit similar risk and return characteristics. This approach allows the ETF to effectively capture the performance of the broader Index while optimizing operational efficiency and minimizing transaction costs. Under normal market conditions, the fund invests a substantial portion, typically at least 80%, of its total assets in securities comprising the Index. Additionally, the fund may include equity securities not included in the Index, along with cash equivalents and money market instruments, to manage cash flows and enhance overall portfolio stability. Regular rebalancing, conducted semi-annually in June and December, ensures that the fund remains aligned with the Index's composition and objectives. Through diligent tracking and periodic adjustments, the ROKT ETF aims to provide investors with a reliable and transparent investment vehicle for gaining exposure to the innovative and dynamic Final Frontiers sector.

ROKT CORRELATION

The ROKT ETF aims to mirror the performance of the S&P Kensho Final Frontiers Index through a selective sampling strategy, providing exposure to companies engaged in deep space and deep sea exploration. Employing a strategic approach, the ETF may not purchase all securities in the Index but rather a subset with similar risk-return characteristics. Typically, the fund invests a significant portion, if not all, of its assets in Index securities, ensuring alignment with its objectives. Additionally, it may include equities not in the Index, along with cash equivalents and money market instruments, facilitating efficient management of cash flows. The Index, constructed by S&P Dow Jones Indices LLC, comprises U.S.-listed equities of companies involved in space and deep sea exploration, subject to rigorous liquidity thresholds. Constituents are categorized as Core or Non-Core based on the prominence of their products and services within the Index's objectives. Regular rebalancing, conducted in June and December, ensures the Index remains current, with constituents evaluated for continued inclusion. With 32 securities as of December 15, 2023, the Index Provider's independent oversight ensures the Index's integrity and relevance, aligning with the ROKT ETF's goal of providing investors exposure to the innovative Final Frontiers sector.

ROKT SECTOR

The ROKT SECTOR ETF focuses primarily on the global e-commerce and online retail sector. This ETF seeks to capture the growth potential of companies involved in digital advertising, online marketplaces, and related industries. By investing in ROKT SECTOR, investors can gain exposure to the ever-expanding e-commerce landscape and potentially benefit from the increasing consumer shift towards online shopping. However, it's essential to be aware that the sector's performance can be influenced by various factors, including competition, regulatory changes, and consumer behavior trends.

ROKT EXPOSURE

The ROKT Innovation Index ETF (ROKT) showcases a unique exposure to innovative companies across various sectors, aiming to capture the growth potential inherent in disruptive technologies and forward-thinking industries. With holdings selected from both domestic and international markets, ROKT provides investors with access to cutting-edge companies at the forefront of technological advancement and market disruption. Whether seeking exposure to emerging trends or looking to diversify a portfolio with innovative ventures, ROKT offers a distinctive investment opportunity.

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FREQUENTLY ASKED QUESTIONS

Can you explain the correlation of ROKT with the U.S. equity market?
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How does ROKT provide exposure to the equity market?
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How does ROKT's dividend strategy compare to other funds?
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How does ROKT track its underlying index?
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What is the sector composition of ROKT?
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